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Auction Rate Securities

Auction Rate Securities

Comprehensive and Exceptional Service

In place since 1999 when we entered the auction market, our management team offers expertise and a full-range of services that benefit our clients - we can assist you from the signing of the agreement to the day-to-day administration. As a result, we've grown our auction agent business, not through acquisitions, but through our strong reputation for client service and use of state-of-the-art technology.

We offer the following services:

  • Comprehensive review of Auction Agent and Broker-Dealer Agreements
  • Training and support for www.wtauctions.com
  • Complete transaction set-up, including confirmation of important information before going live
  • One team for daily administration, including:
        •  Auctions
        •  Commission payments
        •  Redemption activity
        •  Bidding rights transfers

We have experience working with the following types of transactions:

  • Traditional tax-exempt/taxable municipal issuances
  • Student loan market issuances
  • Closed-end fund issuances

View the Statement of Material Practices and Procedures as Auction Agent for Auction Rate Securities - PDF Document (198 KB).

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M&T Bank. Investment Services, Wealth Advisory and Corporate & Institutional products and services are offered by Wilmington Trust Company,
operated in Delaware only, and Wilmington Trust, N.A. International Corporate & Institutional services are offered through our international affiliates.

 Investments: • Are NOT FDIC-Insured. • Have NO Bank Guarantee. • May Lose Value. 
Brokerage services and insurance products are offered by M&T Securities, Inc. (member FINRA/SIPC), not by M&T Bank, Wilmington Trust or Wilmington Trust NA.

M&T Bank and Wilmington Trust, N.A. are Members FDIC and Equal Housing Lenders NMLS #381076 Equal Housing Lender